Financial Regulation and AML

We are experts in the submission of dossiers and applications to the regulatory bodies in the Spanish financial sector, such as the Bank of Spain or the Spanish Securities Exchange Commission. In accordance with our industry experience in emerging technologies, we have worked on the preparation of dossiers for Payment Institutions and Electronic Money Institutions, also providing advice for their daily business affairs.

 

We have also provided our services to Venture Capital institutions, insurance companies and foreign financial institutions that operate in Spain under the free provision of services regime or through their Branches in Spain or Representative Offices, both in the compliance of their legal obligations and compliance with regulatory bodies, and issues arising from their daily business affairs.

 

Concerning our services in the field of Anti-Money Laundering (AML) area, we have extensive experience and have provided advice for all companies subject to comply with the applicable AML regulations, including financial institutions, gaming companies, real estate companies and auction houses in Anti-Money Laundering matters. We are experts in undertaking comprehensive adaptations to Spanish AML regulations, developing Procedure Manuals in the field, providing training services for managers and employees and also carrying out audits related to the level of compliance with the Spanish AML regulations, including the preparation of the mandatory External Audit Report under Spanish law.

 

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